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Principal Compliance Advisory

Hays | Brussels | Permanent, Full-time

Published on 18 days ago

  • International organization 
  • Attractive salary package 
  • Compliance

For one of its client, a large global Bank Hays Legal and Finance is looking for a principal, compliance advisory/markets and corporate treasury.

Principal Compliance Advisory

Job description

You will provide advice to the EMEA Markets Group and Corporate Treasury business lines operating in the Bank, i.e. foreign exchange, capital markets (fixed income and equity), securities finance, liquidity services, collateral management, investment management (advisory) group and treasury. This includes providing technical advice on the application of financial services regulation to relevant business lines. You will support Market Abuse surveillance in respect of EMEA Markets Group and Corporate Treasury Business lines operating in the Bank in line with the EMEA surveillance model.
You will work with business lines and business partner functions to assist them in dealing with the impact of regulatory change by providing advice and challenge and you will work with other compliance professionals across the broader of the Bank and EMEA Compliance team to ensure coordinated and complete delivery of services and effective communication of relevant information and observations. In addition to develop strong and where required integrated working relationships with other regional compliance officers in the U.S. and APAC. You will provide advice and challenge regarding the internal control and risk framework of EMEA Markets Group and Corporate Treasury business lines operating in the Bank to help ensure compliance with relevant regulations. You will support the business in managing the Bank’s relationship with relevant regulators, including overseeing the provision of information to the regulators and responding to reports issued by regulators.
You will ensure representation of compliance related issues and provide appropriate challenge at relevant internal/external events where appropriate. You will support the EMEA Global Markets and Corporate Treasury Compliance group’s involvement in business led projects by providing timely and robust input and challenge and you will represent compliance and providing appropriate challenge at relevant internal/external clients meetings where required.


You have Knowledge and minimum 7 years of experience in a financial services compliance or regulatory advisory role. You have experience in a wholesale trading environment (foreign exchange, capital markets - fixed income and equity, securities finance, liquidity services, collateral management, investment management) in Continental Europe, and in-depth knowledge of the respective regulatory requirements. You are able to provide advice to various levels of management, business lines and functional partners in relation to E.U. regulation (including but not limited to MiFID 2, MAR, PSD2, SFTR, EMIR, EU Benchmark Regulation and the FX Global Code) and regulatory supervisory expectations and trends in countries where the Bank Mellon SA/NV operates. You have a perfectly fluent English; French, Dutch, or German language knowledge would advantageous.


Are you interested in a job as a principal compliance advisory? Apply online of contact Marina El Chalouhi of Hays by or 0470 99 15 92

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21 days left to apply


  • Function type: Financial analysis
  • Sector: Finances and insurance
  • Brussels (location)
  • All jobs via Hays


  • At least 5 years experience
  • English


  • Permanent
  • Full-time

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